Sustainable Building Sourcebook
Chapter: Energy
 

Earth-Sheltered Design

 
CSI Numbers: 03300 Cast-In-Place Concrete, 03150 Formwork
 
Introduction:
 
Earth-sheltered design employs earth as a major component of a building's thermal control system. See also "Earth Construction" in the Materials section of this Sourcebook for a discussion of construction techniques in which earth is processed and/or combined with other materials to form free-standing walls. In contrast, this section addresses buildings that are dug into hillsides, constructed below grade, or bermed in some fashion. These buildings are "earth covered" to some varying degree, with no addition of other materials, such as sand, cement, or straw. All of the earth construction methods discussed in both sections make use of thermal mass as a means of passively regulating the heating and cooling of interior spaces.
 
At-A-Glance Notes:
 
Technology:
Moderately developed. Additional research as well as standardization of the terminology and measurements used by researchers is needed. However, earth-sheltered homes and buildings have been successfully constructed for centuries throughout the world.
 
Suppliers:
Limited.
 
Cost:
Costs for an earth-sheltered home can run 10% higher than conventional homes. Costs are location-specific.
 
Public Acceptance:
There is a limited interest in this type of building because there are relatively few examples in our area, and misconceptions exist concerning the interior environment of this type of home. The non-traditional appearance does not have mass appeal, but can be well designed and livable.
 
Regulatory:
The Austin Building Code requires that the layout of the rooms allows for direct exit from sleeping areas. This can limit the configuration of interior rooms.
 
Considerations:
 
Austin's ground soil temperature of 73 degrees F is ideal for earth shelters. Although there are other types of "earth tempering" methods (such as earth tubes), they are inappropriate for Austin because they incorporate moisture into the building. The earth-cooling technique best for this area is the direct system . In this system, the building envelope is in contact with the earth, and conduction through the building elements (primarily walls and floor) regulates the interior temperature.
 
Guidelines:
 

Description

Direct systems regulate indoor temperature by using conduction through building elements. Generally speaking, the largest climatic advantage of this system is in helping cool the living space. Buildings can be earth-covered in varying degrees. If the structure is built on the surface grade and earth is added around it, it is considered a bermed structure. Buildings can be constructed below grade or into hillsides and be totally or partially covered by earth. It is extremely important to keep moisture (ground water, rain, or other) from entering these structures. Various methods can be employed, such as the use of a drain medium.

Performance Characteristics

From the standpoint of the quality of the energy source, earth-sheltering and solar energy are superior to fossil fuels. The strong points of earth-sheltered structures include noise reduction, reduced impervious cover, storm protection, and the capability to blend with the natural environment.

Insulation

Insulation of the roof will depend on the structure's design and must meet the City of Austin energy code. If the building is bermed, the upper portion of the building should be insulated to the same standards used in aboveground structures.

Earth-Covering

An earth-covered roof should be limited to no more than 3 feet of soil. 12 to 24 inches (adequate for plant growth) is the typical range of depths for an earth-covered roof. This is too shallow to effectively insulate the building and is the reason that additional roof insulation is required.

Indoor Air Quality

High humidity in our region will require that well-designed levels of ventilation and/or dehumidification be incorporated into these types of structures. The lack of air infiltration in an earth-sheltered structure intensifies the need to eliminate pollutants within the house. See the section on Energy Recovery Ventilators in this Sourcebook for an explanation of mechanically controlled air infiltration. These can mitigate such concerns and should be thoroughly considered, particularly those models with humidity regulation capabilities.

Lighting

As in passive solar structures, an earth-sheltered home should be set on an east/west axis. The glass area then lies predominantly on the south wall (see the Passive Solar Design section in this Sourcebook) . Light wells are often added to bring light into the interior of the house. Interior surfaces can be designed to reflect light deep into interior spaces. The light wells should be designed to admit indirect summer light by having a roof and open sides.

Waterproofing Options

Polyurethane-based liquid applied waterproofing systems:

Application requirements and characteristics make these difficult to use successfully.

Vulcanized and plastic sheets:

Recommended for this area: butyl, EPDM, neoprene, and CPE. Seams should be minimized with these materials.

Bentonite clay products:

Available in various forms. Spray on, trowel on, and cardboard panels are commonly used in underground buildings. Interior leak repairs can be done with bentonite. Backfilling must be done with care, and application skill ranges from low (trowel), to moderate (cardboard panels), to high (spray).

Overall Considerations

The construction techniques required for earth-sheltered homes are quite exacting and should be extensively studied before building. Site-specific techniques should be used that account for soil characteristics, topography, rainfall characteristics, ground water levels and pressure, loading, and slope stability.

 

 
Resources:
 
Professional Assistance:

Environment Associates
4219 Richmond Ave., Ste. 250
Houston, TX 77027-6889
(713) 528-0000
Architectural services

Solar Survival Architecture
P.O. Box 1041
Taos, NM 87571
(505) 751-0462
www.earthship.org
"Earthship" design services

Malcolm Wells
P.O. Box 1149
Brewster, MA 02631
(508) 896-6850
www.malcolmwells.com

 

Components/Materials/Systems:

R.C. Smoot Construction, Inc.
6015 Westgate Blvd.
Austin, TX 78745
(512) 288-1001
Earth-sheltered homebuilder

General Assistance:

Oklahoma State University
School of Architecture
Stillwater, OK 74078
(405) 744-6043
www.knowlton.osu.edu

Solar Survival Press
P.O. Box 1041
Taos, NM 87571
(505) 758-9870
Earthship volumes I, II, and III

Publications:

The Complete Book of Underground Houses: How to Build a Low-Cost Home
By Rob Roy, 144 pp.
Sterling Publishing Co., NY, 1994

Earth Sheltered Housing Design
By J. Carmody
Van Nostran Reinhold, 1985

Earth Sheltered Residential Design Manual
By R. Sterling
Van Nostran Reinhold, 1982

How to Build an Underground House
By Malcolm Wells, 96 pp.
University of Minnesota, 1991
Underground Space Center
790 Civil and Mineral Engineering Bldg.
500 Pillsbury Dr. S.E.
Minneapolis, MN 55455
(612) 339-5403
www.auca.org
Have published many books on underground housing